SUPPORT PACKAGES
At The Consulting Consortium (TCC) we are pleased to offer you as much or as little compliance support as you need – you stay in control of the services we offer.
With this in mind you can either select from our extensive list of individual Services or you can choose to take up a package of services, based around our most ‘in demand’ offerings.We offer a scalable menu of compliance based solutions – so you don’t buy what you don’t need. We help you identify the right package of products and services and build the package you need - not the one someone wants to sell you.
Packages can, for example, include:
Horizon Scanning Service:
- Monthly regulatory/industry review & future strategy setting - can be purchased on own or can be added to package
- Mortgage Advice Package
- GI Advice Package
- Designated Investment Advice Package
- Wealth Manager Package
- Usually ad-hoc in nature but can be built into ongoing package support
- Supervision
- 1-1/ Role-Plays
- Onsite File-Checking
- TCF assessment
- GABRIEL Returns
- Compliance Officer Audit
- Check the Checker Review
- Financial Promotions Reviews
- Data Protection
- Money Laundering
- Advice Process Check
- And much more ...
| Service | Mortgage | GI | DI | DFM |
| Horizon Scanning- monthly summary update | From £250 pm | From £250 pm | From £250 pm | From £250 pm |
| TCF Frameworker | From £50 pm | From £50 pm | From £100 pm | From £100 pm |
| Policy & Helpdesk | From £25 pm | From £25 pm | From £50 pm | From £75 pm |
| File Checking | From £40 pm | From £40 pm | From £40 pm | From £40 pm |
| Supervision/Compliance Days (one day per annum) | From £65 pm | From £65 pm | From £65 pm | From £65 pm |
| SYSC Audit (2 days per annum) | From £100 pm | From £100 pm | From £100 pm | From £100 pm |
| Typical Package (Quarterly file checking/supervision & annual audit) | From £1,000 pm | From £1,000 pm | From £1,100 pm | From £1,200 pm |
| Financial Promotions Review (inc. QA review) - these can either be purchased adhoc, or a set number of hours can be built into your Support Package | From £75 per hour | From £75 per hour | From £100 per hour | From £150 per hour |
| Complaints Review (inc. QA review) - these can either be purchased adhoc, or a set number of hours can be built into your Support Package | From £75 per hour | From £75 per hour | From £100 per hour | From £150 per hour |
For further information, or to start building your own package, please call 020 3008 6020 or email info@theconsultingconsortium.com.
